Any finding of wrongdoing on the part of a securities broker or dealer could result a wide array of penalties, including monetary fines and license suspensions, among others. Even perfectly legal transactions that simply did not pan out for the investor can be construed as negligence that has the potential to do irreparable harm to the reputation of the brokerage firm.
If your company or one of your employees is facing accusations for any type of securities fraud or other misconduct, it is critical that you have a reliable securities fraud attorney behind you from the start. The Dallas, Texas-based business litigation law firm of Bennett, Weston, LaJone & Turner, P.C., defends brokers and dealers in a variety of securities fraud matters. The firm also accepts select cases on behalf of investors.
Extensive Experience with Complex Securities Law Matters
The attorneys at Bennett, Weston, LaJone & Turner, P.C., have a substantial background in the handling of securities fraud cases. They have the experience, the skill and the resources to properly investigate these often complex legal matters and secure a favorable outcome for their clients.
The firm is prepared to represent you in any securities fraud matter, including:
- Insider trading
- Unsuitable investments
- Fraud and misrepresentation
- Unauthorized trading
- Over-concentration of investments
- Excessive use of margin
- Ponzi schemes